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Conserving Canada's Forests  |  Strategic Opportunities  |  Director-Initiated

Conserving Canada's Forests

Program Guidelines
(Note: Revised Program Rationale - December 2007)

Program Rationale

"Forests and other natural features symbolize Canada. From the earliest times, the inhabitants of this land have relied heavily on the forest. Covering nearly half the Canadian landscape, some 418 million hectares, forests are integral to our environment, our economy, our culture and our history. They are instrumental in the realization of our aspirations as a society and as a nation." (National Forest Strategy 1998-2003).

Two important goals guide the Foundation's approach to conserving forests and forest values in Canada: protection and sustainable use. First, there needs to be an adequate amount of protected forest, including representative and intact ecosystems, at a scale that maintains ecological integrity over time. Second, recognizing the importance of forest resources to the social and economic well-being of Canadians, the Foundation wishes to support the development of best-practices for sustainable forest management in Canada.

In the first instance, given our land base, population density, and remaining intact forest, there is no reason why Canada cannot be a world leader in forest protection and land conservation. With respect to the second issue, given our wealth, expertise and industry leadership, there is no reason why Canada cannot achieve international prominence as a leader in sustainable forest practices.

Yet protection efforts and sustainable forest management have failed to keep pace with the pressures of industrial and economic expansion. Canada's National Round Table on Environment and Economy identified several key barriers to conservation on the ground in Canada, including:

  • limited political will and accountability by governments, the lack of a national vision for conservation in Canada;
  • lack of conservation planning at a landscape or ecosystem level, leading to uncoordinated approaches both within and between governments;
  • limited engagement of key actors, including industry, Aboriginal peoples and communities;
  • lack of benefits and incentives for key stewards of Canada's lands and waters;
  • limited tools to support decision making, including scientific and technical and socio-economic information and resources;
  • limited financial resources to support conservation and partnerships;and
  • failure to integrate the true costs and benefits of nature into decision-making at all levels, which has led to the perception that conservation is bad for jobs and the economy

In addition, recent scientific consensus concerning climate change has highlighted and re-enforced the urgency of protecting and conserving natural forests. Taking conservation action in these environments will help them respond to climate change stresses and allow them to continue to provide important ecological services such as water purification and supply. Protecting forest ecosystems can also be an effective method for maintaining the carbon stored in these ecosystems and preventing its release to the atmosphere where it would contribute to global warming.

These observations, combined with additional analysis and consultation, confirmed the importance of supporting both an increase in the extent of protected forest ecosystems, and an expansion in the adoption of sustainable forest practices in Canada.

Program Goals

Developing concrete, measurable conservation goals is challenging for any organization. It is even more difficult when one provides financial support to third-party organizations that are typically working to effect large and complex societal and institutional change. Our successes are, for the most part, defined by the successes of our NGO partners working in the field. For this reason, we have consulted with our grantee community in an attempt to identify goals and program priorities for the Foundation consistent and compatible with the broader conservation themes identified for Canada.

The primary goals of the Foundation's Conserving Canada's Forests program are twofold:

  1. Increasing the amount of protected forest ecosystem in Canada.
  2. Expanding the adoption of sustainable forest practices in Canada.

The Foundation has also observed that over the last several years, a broadly-supported forest conservation vision has emerged for Canada’s largest forest ecosystem, the boreal forest. This vision, which has been developed by leading industry, First Nations and conservation organizations, is termed the Boreal Forest Conservation Framework. It calls on Canadians to work toward a future where at least 50% of the boreal forest is protected from industrial activity and the balance is managed to meet globally-leading standards of sustainable resource use. The emergence of this vision, and the global conservation opportunity that it represents, has led the Foundation to focus its grant making on initiatives that will achieve change in markets or policy that directly supports conservation outcomes in Canada’s boreal forest.

Program Approach

"Approach" is an often neglected aspect of strategic philanthropy. A foundation's approach should be a reflection of the values and perspectives held by its trustees. In the case of the Ivey Foundation, excellence, leadership and accountability are the core values within which the Foundation's approach is rooted.

Ivey Foundation supports a comprehensive and collaborative approach to environmental philanthropy based on six components of change:

  1. Engaging a range of stakeholders and non-traditional allies in a forest conservation vision for Canada that involves both protection and sustainable use.
  2. Basing decisions on credible, unbiased, scientific information; recognizing that a lack of scientific certainty does not preclude action.
  3. Establishing policy and legal frameworks that set out clear, measurable targets and standards.
  4. Engaging stakeholders in a compelling forest conservation vision by linking forest values with a range of broader community, cultural, and environmental, spiritual and Canadian public values.
  5. Supporting the capacity of organizations to be effective by providing meaningful, multi-year support, where warranted.
  6. Tracking and reporting on accountability at three levels: government accountability to the public regarding the fulfillment of commitments and obligations toward sustainable forest management; organizational accountability of grantees to the Foundation regarding achievement of their stated goals; and the Foundation's accountability to the public with respect to the responsible and effective deployment of its resources.

Program Areas

The Foundation has identified three primary areas where it believes its grant-making efforts will help to achieve its program goals. These are Policy and Law, Applied Science and Markets.

  1. Policy and Law: Securing conservation-first land-use outcomes in land-use planning processes. Improving land-use and policy decision-making processes regarding forest protection and practices. Improving processes for bringing new and traditional knowledge and ideas to policy development and decision-making. Securing forest biodiversity conservation in the context of policies that address carbon emissions and climate change adaptation. Supporting the responsible implementation of legal protections for wildlife, protected areas and sustainable resource use. Supporting the responsible implementation of legal protections for wildlife, protected areas and sustainable resource use.
  2. Applied Science: Innovative science that directly supports land-use or management practice outcomes. These are conservation mapping, ecosystem science and wildlife biology projects that are precedent- setting or produce broadly applicable outcomes and are made readily available to support the Foundation’s efforts in policy, law and markets. Applied science projects must demonstrate that:
    • the ecological value or problem under investigation has relevance to traceable, practical conservation outcomes;
    • a clear link exists between chosen indicators and threats/issues being studied;
    • a methodology that can measure a change in the indicators during the time frame of the project;
    • the existence of a mechanism for information resulting from the project to influence conservation policy or land-use planning decisions; and,
    • a plan to produce a research product that is credible and accessible to a wide range of audiences.
  3. Markets: Assisting with building a sustainable business model for Forest Stewardship Council forest certification in Canada, and assisting with the development of markets for sustainable forest products. Supporting organizations that are working to engage consumers and retailers in programs that encourage the purchase of sustainably-produced forest products.

Funding Parameters

Ivey Foundation typically provides support to national or provincial charitable environmental organizations with a demonstrated capacity and capability to effect change. Funding may be for a period of up to three years. Grantees are expected to work closely with staff in the development of project proposals.

Program Limitations

The Foundation reserves the right to support any appropriate initiative that is deemed to be relevant to its mission. The following activities will generally not be supported:

  • Woodlot protection or individual forest certifications
  • Land acquisition, easements and private land stewardship
  • Community and/or local scale projects (not connected to a broader initiative)
  • Land ownership and/or land claim disputes
  • School-based projects
  • Education or curriculum development
  • Films or videos
  • Primary research
  • Graduate research or bursaries
  • Capital campaigns
  • Endowments
  • Buildings
  • Deficit financing
  • Projects or organizations outside of Canada

Proposal Requirements

The proposal should not exceed 12 pages (12 pt. font) and must be submitted electronically as a Word file to lellis@ivey.org. One copy of supplemental materials may be mailed to the Foundation’s office if electronic versions are unavailable (e.g. annual report).

  1. Cover Sheet (Cover Sheet template)
  2. Executive Summary (1 page maximum)
  3. Organization and Project Overview (maximum ½ page):
    Provide a brief description of the issue/problem being addressed, your organization, and the role it plays within its sector. If this request is part of a campaign, include a summary of the campaign goals, strategies, and main players.
  4. Rationale and fit with Foundation priorities (maximum ½ page):
    Describe how your project fits with the Foundation's priorities and why your organization is best qualified to carry out the work. If the project is a collaboration, include a brief description of each partner, each organization's role in the project, and the reasons for forming the partnership.
  5. Project Description and Staff:
    Include a description of your approach to address the problem, a detailed work plan, methodology and anticipated results. Provide the names and a brief description of the responsibilities of all key personnel involved in the project, and indicate the primary qualifications and skills required for any staff to be hired. If the project is technical or scientific, describe it in lay terms in the body of the proposal and provide a more technical description, for peer-review purposes, as an appendix.
  6. Communications and Collaboration Plan:
    Tell us what you will communicate, to whom, how, when, and why you think this will be successful in helping to meet project objectives. List your strategic partners and explain how they will complement your work. Letters of support from partners may be listed in this section, and copies submitted as an appendix.
  7. Evaluation Plan:
    Describe how your organization will assess the success of the project. In addition, select relevant indicators for your project from the Program Evaluation Indicators found in Appendix 1. (n.b. indicators may be chosen from either program area; projects with more indicators are not necessarily favoured over those with fewer.)
  8. Budget:
    Provide an itemized budget in the template (Budget Template). Typically, the larger the amount requested, the more detail is required. If the Foundation is being asked for partial funding of the project, indicate in the budget which expenses would be covered by a grant from the Foundation and which would be supported with other sources of funding. Specify all other requested and confirmed sources of funding.

    Required Appendices:

    1. Organizational Information:
    i. A list of your organization's Board of Directors, identifying each person's affiliations, and relevant committees or advisory groups on which s/he sits.
    ii. A concise biography of your organization’s chief executive officer.
    iii.A copy (electronic or paper) of your most recent annual report.

    2. Financial Information:
    i. A copy of your organization’s most recent audited financial statements.
    ii. A copy of the current year’s operating budget (including expenditure & revenues to date).

External Review

All proposals in the Conserving Canada's Forests Program over $20,000 are reviewed by at least one independent peer-reviewer and vetted by a committee comprising of Foundation Directors and external members.

The Foundation relies on peer-review of proposals from a large list of anonymous experts across Canada. We thank them kindly for their outstanding voluntary contributions to our decision-making process.

 

 

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Reporting

Reporting Requirements

The Foundation requires that all grantees submit reports describing progress and final outcomes of their projects. These reports must answer the questions found below as as describe progress against the Program Evaluation Indicators selected during the development of the Evaluation Plan.

  1. Did you carry out your project as planned? If not, what was changed and why?
  2. How do your results compare with your objectives? Are there success measures beyond those that have been identified?
  3. Please describe measurable progress toward the indicators selected for your project.
  4. What were the critical elements that led to your successes and what are your main lessons learned? Did anything happen that you did not anticipate?
  5. Were collaboration efforts successful? How could they be strengthened?
  6. Please describe how the capacity and/or reach of your organization was changed as the result of this project.
  7. What will happen as a result of your project in the next five years?
  8. What was the single best and single worst feature of this grant and/or project activity?
  9. How were the funds spent? (please include a financial summary sheet with budget, actual expenditures, and a commentary explaining variances.)

A schedule for reporting will be provided once your grant has been approved. All grantees whose grant is greater than $150,000 must schedule an interview with the Foundation. The Ivey Foundation appreciates recognition in materials produced with the Foundation's support. Please contact the Foundation to receive digital files of our logo for this purpose. While we appreciate your thoughts, please do not send plaques or posters.

Grant Report Coversheet Template

Financial Report Template

Appendix 1. Program Evaluation Indicators (Revised November 2006)

The Foundation has developed a new evaluation process. Part of the evaluation using indicators to measure the desired conservation outcomes1 in the Conserving Canada’s Forest Program. Each applicant must choose indicators that they believe will be relevant to their project. These will be used for project reporting by the applicant. Please note that applicants submitting a project under the Applied Science cluster must select indicators from the Policy and Law and/or Markets clusters. This approach is consistent with our desire to ensure that applied science projects lead to measurable change in one of these two areas of interest.

1Outcomes are the desired accomplishments of a grant or a series of grants and may include: a newly designated protected area, new legislation, policy changes or shifts in the market towards sustainability.
Outputs are specific products supported by a grant and may include research reports, workshops, maps, communications tools and public event.

Policy and Law

The Policy and Law cluster includes:

  • Securing conservation-first land-use outcomes in land-use planning processes by improving land-use and policy decision-making processes regarding forest protection and practices.
  • Improving processes for bringing new and traditional knowledge and ideas to policy development and decision-making.
  • Supporting the responsible implementation of legal protections for wildlife, protected areas and sustainable resource use.

A specific component of the policy and law cluster evaluation will be how organizations have or have not overcome barriers to change with specific lessons learned in this regard. Policy and law projects will be evaluated based on the following indicators.

  1. Protected Areas Establishment and Management

    1.1  Area of protected area regulated or legislated as a result of program activities
     
    1.2  Prohibition of industrial activity in protected areas
     
    1.3  Requirement for maintenance of ecological integrity and conservation for management of protected areas.


  2. Conservation of Wildlife

    2.1  Requirement for science-based listing of species at risk
     
    2.2  Requirement for protection and recovery of habitat of species at risk
     
    2.3  Requirement that quantifiable habitat objectives for a meaningful range of indicator species are used in resource planning
     
    2.4  Requirement for special planning to maintain connectivity between habitats, core forest areas and key landscape features
     
    2.5  Requirement for the protection of riparian reserves for fish and wildlife habitat


  3. Land Use and Forest Planning

    3.1  Requirement for conservation first land-use planning before development decisions
     
    3.2  Requirement that forest harvest levels (or industrial disturbance rates) are the result of planning for conservation needs first
     
    3.3  Requirement for the maintenance of a range of forest age classes within the range of natural variation
     
    3.4  Requirement that forest species composition at the stand and landscape level be patterned on natural forest systems
     
    3.5  Requirement that site-specific operations require impact assessment prior to commencement of operations
     
    3.6  Requirement that access planning set ecological thresholds for road density, describe abandonment strategies and avoid sensitive biodiversity/ecological values
     
    3.7  Requirement that environment pollutants impacting forest health be regulated (e.g. acid rain, ground level ozone, greenhouse gases)
     
    3.8  Requirement that use of pesticides and GMOs be banned from commercial forest operations.

Markets

The markets program area assists the building of a sustainable business model for Forest Stewardship Council forest certification in Canada, and assists with the development of markets for sustainable forest products. This includes supporting organizations that are working to engage consumers and retailers in programs that encourage the purchase of sustainably-produced forest products.

Following are the indicators of success:

  1. Market success of FSC in Canada

    *4.1  Number and percentage market share of FSC products by type
     
    *4.2  Dollar value and market share of FSC products in Canada and major export markets.
     
    4.3  Financial health of FSC Canada
     
    4.4  Number and impact of FSC procurement policies establishment, including:
     
    4.5  Number of FSC certified producers and Chain of Custody holders in Canada
     
    *4.6  Financial health (share price compared to sector) of FSC-certified forest companies
     
  2. Area of FSC certified forests

    5.1  Area of FSC certified forests
     
    5.2  Area of FSC protected areas deferrals


  3. FSC - related policy measures

    6.1  Provincial support for FSC and /or removal of barriers
     
    6.2  Number of FSC regional standards completed
     
    *6.3  Number of FSC forest management certificates by jurisdiction in Canada
     
    *6.4  Percent of managed forest in each province that is FSC-certified
       
    *6.5  Proportion of new forest licence area in areas unallocated previous to2003 that are FSC-certified (goal is 100 percent).

* Please do not select these indicators for individual grants. The Foundation will be using these to evaluate overall program performance.

Applied Science

Applied Science prefers to practical science that directly supports land-use or management practice outcomes including conservation mapping, ecosystem science, and wildlife biology projects that are precedent setting or produce broadly applicable outcomes. The results of applied science projects must be made readily available to support the Foundation’s efforts in policy, law and markets. Applied science projects will be evaluated according to the following considerations:

  • A plan was followed to produce a research product that was scientifically credible and accessible to a wide range of audiences.
  • A clear link exists between chosen ecological value and the threats/issues being studied, evidence of the success of using a particular ecological value to be provided.
  • A methodology was used to measure a change in the ecological value during the time frame of the project and a positive change is measured.
  • The project led to traceable, practical conservation results that influenced outcomes.

Grant Allocation Strategy

Ivey Foundation has developed the graphic below to illustrate program area organization and planned grant allocation within the Conserving Canada’s Forests Program. These allocation percentages will be the averages obtained over a number of years and will not necessarily reflect annual grantmaking.

Grant Allocation Strategy in Word format

 

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How to Apply

Application Procedures

The Ivey Foundation does not accept unsolicited proposals for the Director-Initiated or Strategic Opportunities Programs.

The Ivey Foundation accepts Letters of Inquiry for grants under the Conserving Canada's Forests Program once a year. The deadline for Letters of Inquiry is posted well in advance on this website and can be sent electronically to info@ivey.org.

The Letter of Inquiry is a concise (two page maximum) outline of the project; it must contain the following:

  • a brief description of the project or purpose for which assistance is requested*;
  • a brief description of the organization's history, objectives and activities;
  • a brief budget and time line.

* If this grant is strongly related to or an extension of a previous grant from the Foundation, please include a short description of the previously funded project’s schedule and progress to date.

If the project falls within the Foundation's guidelines and interests, the grantseeker will be asked to provide a full, written proposal and will also be invited for an interview to discuss the project in person.

Please submit all letters of inquiry to:

Bruce Lourie
President
Ivey Foundation
11 Church Street, Suite 400
Toronto, Ontario
M5E 1W1

info@ivey.org

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2009 Deadlines

Conserving Canada's Forests Program - Letters of Inquiry Deadline
Winter 2009 application deadline - January 9, 2009

Conserving Canada's Forests Program - Proposal Deadline
Winter 2009 full proposal application deadline (following Foundation's acceptance of Letter of Inquiry) - February 20, 2009

 

 

 

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